Richard Anthony William Boutland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony William Boutland ( ), a licensed former licensee with CE reference AIR290. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RO | Type 4 — Advising on securities | 2018-04-11 | 2019-08-15 |
| Sofaer Global Research (HK) Limited | RO | Type 9 — Asset management | 2018-04-11 | 2019-08-15 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-02 | 2013-05-28 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2010-07-02 | 2013-05-28 |
| HSBC Private Trustee (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2004-04-01 | 2004-11-24 |
| HSBC Private Trustee (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2004-04-01 | 2004-11-24 |
| HSBC Private Trustee (Hong Kong) Limited |
RO | Type 9 — Asset management | 2004-04-01 | 2004-11-24 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2004-04-01 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-04-01 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-04-01 |