Yu Tak Yim
嚴汝德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Tak Yim (嚴汝德), a licensed Responsible Officer with CE reference AIR501. Currently licensed at 2 firm(s): BaoQiao Partners Capital Limited, Absolute Investment Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-22 | present |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-03-11 | present |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 9 — Asset management | 2007-01-23 | present |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-11 | 2025-02-20 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2022-02-10 | 2025-02-20 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-29 | 2023-04-11 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-04 | 2023-05-10 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-20 | 2018-01-04 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-20 | 2014-05-22 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-06-09 | 2007-01-23 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-22 | 2004-06-09 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-20 | 2003-08-07 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 9 — Asset management | 2003-05-20 | 2003-08-07 |