Asit Sudhir Shah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asit Sudhir Shah, a licensed Responsible Officer with CE reference AIR634. Currently licensed at 1 firm(s): Tree Line Advisors (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tree Line Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2023-02-06 | present |
| Tree Line Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-01-02 | 2023-02-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-01-11 | 2006-12-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |