Ping Lam
林平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Lam (林平), a licensed Representative with CE reference AIS009. Currently licensed at 1 firm(s): Victoria International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria International Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-10-03 | present |
| Victoria International Asset Management Limited |
Rep | Type 9 — Asset management | 2022-10-03 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2020-02-18 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-10 | 2017-04-23 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-10 | 2014-01-28 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-10 | 2010-06-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-10 | 2003-07-29 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2003-06-10 | 2010-06-30 |