Young Yook Shim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Yook Shim ( ), a licensed former licensee with CE reference AIU238. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-04-15 | 2007-11-30 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-24 | 2007-11-30 |