Rupindarpal Kaur Gill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupindarpal Kaur Gill, a licensed Responsible Officer with CE reference AIU382. Currently licensed at 1 firm(s): Platinum Broking Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-09 | present |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 4 — Advising on securities | 2016-05-09 | present |
| Platinum Broking Company Limited 百德能經紀有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-21 | 2014-01-17 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-21 | 2008-08-21 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-21 | 2004-04-30 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-21 | 2004-04-30 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 9 — Asset management | 2003-05-21 | 2004-04-30 |