Ka Yee Lum
林家儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lum (林家儀), a licensed former licensee with CE reference AIU529. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baron Asia Limited 建勤亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-28 | 2004-07-31 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-20 | 2004-04-28 |