Shing Heng Tse
謝承亨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Heng Tse (謝承亨), a licensed Responsible Officer with CE reference AIW306. Currently licensed at 2 firm(s): Finloop Finance Limited, Fosun International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-28 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-15 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-15 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 — Asset management | 2017-02-03 | 2024-01-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2008-06-23 | 2017-02-03 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-13 | 2009-12-15 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-13 | 2004-12-22 |