Nam Wa Pang
彭南華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nam Wa Pang (彭南華), a licensed Representative with CE reference AIX139. Currently licensed at 1 firm(s): BOCOM MPF & Financial Services Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-01 | present |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-01 | present |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-11-12 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-11-12 |