Cindy Miu Wan Chan
陳妙雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Miu Wan Chan (陳妙雲), a licensed former licensee with CE reference AIX163. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | 2023-02-09 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-17 | 2023-02-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-17 | 2023-02-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-17 | 2023-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-06 | 2014-10-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2007-09-24 | 2014-10-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-29 | 2014-10-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-16 | 2014-10-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-05 | 2005-05-10 |