David Juriaan Stempels
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Juriaan Stempels ( ), a licensed former licensee with CE reference AIX742. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2009-01-13 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | 2003-06-27 | 2009-01-13 |