Lai Wai Tse
謝禮緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wai Tse (謝禮緯), a licensed Representative with CE reference AIZ709. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-10 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-10 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2025-07-10 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2024-12-31 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-13 | 2024-12-31 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-13 | 2024-12-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2019-02-20 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-25 | 2019-02-20 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-25 | 2019-02-20 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2014-05-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-27 | 2014-05-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2003-06-27 | 2014-05-01 |