How Chih Lee
李厚志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for How Chih Lee (李厚志), a licensed former licensee with CE reference AIZ906. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-30 | 2017-09-22 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 9 — Asset management | 2013-07-30 | 2017-09-22 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-30 | 2012-10-04 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 9 — Asset management | 2011-12-30 | 2012-10-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-20 | 2011-08-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-03 | 2004-08-03 |