Yim Chung Vivien Soo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Chung Vivien Soo ( ), a licensed former licensee with CE reference AJA079. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-25 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-25 |