Shuge Jiao

焦樹閣
CE No. AJA132 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuge Jiao (焦樹閣), a licensed Responsible Officer with CE reference AJA132. Currently licensed at 1 firm(s): CDH Investments Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
CDH Investments Management (Hong Kong) Limited
鼎暉投資管理(香港)有限公司
RO Type 9 — Asset management 2022-06-02 present
CDH Investments Management (Hong Kong) Limited
鼎暉投資管理(香港)有限公司
RO Type 1 — Dealing in securities 2015-03-10 present
CDH Investments Management (Hong Kong) Limited
鼎暉投資管理(香港)有限公司
RO Type 4 — Advising on securities 2015-03-10 present
CDH Investments Management (Hong Kong) Limited
鼎暉投資管理(香港)有限公司
RO Type 9 — Asset management 2014-05-29 2015-03-10

Related