Chi Shing Yip
葉志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Yip (葉志成), a licensed former licensee with CE reference AJA517. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-13 | 2024-03-10 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2012-01-13 | 2024-03-10 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-11 | 2012-01-13 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-22 | 2012-01-13 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-29 | 2004-02-26 |