Joanna Wai Fong Lau
劉慧芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Fong Lau (劉慧芳), a licensed Representative with CE reference AJC668. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-08 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-08 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-07 | 2021-10-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-07 | 2021-10-08 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-19 | 2017-03-07 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2017-03-07 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2009-09-30 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2003-09-19 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2003-09-19 | 2010-01-25 |