David Glen Pierce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Glen Pierce ( ), a licensed former licensee with CE reference AJD764. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HQ Capital Asia Limited |
RO | Type 4 — Advising on securities | 2016-11-03 | 2023-12-15 |
| FLAG Squadron Asia Limited | RO | Type 4 — Advising on securities | 2007-11-19 | 2014-04-01 |
| FLAG Squadron Asia Limited | RO | Type 9 — Asset management | 2006-10-24 | 2014-04-01 |