Nicholas John Powell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Powell ( ), a licensed former licensee with CE reference AJE468. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARF Investment Management (HK) Limited |
RO | Type 4 — Advising on securities | 2008-10-13 | 2010-12-31 |
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-06-03 | 2017-03-13 |