Yim Keung Wong

黃炎強
CE No. AJE545 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Keung Wong (黃炎強), a licensed former licensee with CE reference AJE545. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Po Sang Securities Limited
寶生證券有限公司
RO Type 2 — Dealing in futures contracts 2019-11-05 2022-05-31
Po Sang Securities Limited
寶生證券有限公司
RO Type 5 — Advising on futures contracts 2019-11-05 2022-05-31
Po Sang Securities Limited
寶生證券有限公司
Rep Type 9 — Asset management 2019-01-07 2019-06-19
Po Sang Securities Limited
寶生證券有限公司
RO Type 1 — Dealing in securities 2017-03-16 2024-03-01
Po Sang Securities Limited
寶生證券有限公司
RO Type 4 — Advising on securities 2017-03-16 2024-03-01
Po Sang Securities Limited
寶生證券有限公司
Rep Type 1 — Dealing in securities 2017-02-07 2017-03-16
Po Sang Securities Limited
寶生證券有限公司
Rep Type 2 — Dealing in futures contracts 2017-02-07 2019-06-19
Po Sang Securities Limited
寶生證券有限公司
Rep Type 4 — Advising on securities 2017-02-07 2017-03-16
Po Sang Securities Limited
寶生證券有限公司
Rep Type 5 — Advising on futures contracts 2017-02-07 2019-06-19

Related