Hiroshi Yoh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroshi Yoh ( ), a licensed former licensee with CE reference AJE792. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-26 | 2017-05-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2011-07-26 | 2017-05-30 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-22 | 2011-07-26 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-22 | 2011-07-26 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
RO | Type 9 — Asset management | 2004-12-22 | 2011-03-31 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-11-03 | 2011-03-31 |