Jammy Lui
呂錦傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jammy Lui (呂錦傑), a licensed former licensee with CE reference AJE971. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-09 | 2018-10-09 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-03-09 | 2018-10-09 |
| CVP Capital Limited |
RO | Type 1 — Dealing in securities | 2015-07-21 | 2016-03-03 |
| CVP Capital Limited |
Rep | Type 1 — Dealing in securities | 2015-06-25 | 2015-07-21 |
| CVP Capital Limited |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2016-03-03 |
| CVP Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2015-06-25 | 2016-03-03 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-22 | 2015-01-02 |
| Kingston Futures Limited 金利豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-03-22 | 2015-01-02 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-05 | 2008-11-28 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-09-05 | 2008-11-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-04 | 2008-09-05 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-04 | 2008-09-05 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-07-15 | 2008-04-02 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-06 | 2008-04-02 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-06 | 2006-07-15 |