Ka Ngai Lau
劉家藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ngai Lau (劉家藝), a licensed Representative with CE reference AJF055. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-26 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-26 | present |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | 2025-06-16 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2020-04-16 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2017-09-30 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-11 | 2017-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-12 | 2017-07-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-12 | 2017-07-26 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-24 | 2006-04-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-24 | 2006-04-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-12-24 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-12-24 | 2004-02-19 |