Angel Lai Yan Young
楊麗茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angel Lai Yan Young (楊麗茵), a licensed Responsible Officer with CE reference AJI839. Currently licensed at 2 firm(s): Harmony Capital International Limited, Harmony Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Capital International Limited | RO | Type 6 — Advising on corporate finance | 2022-06-07 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-01-09 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-16 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 9 — Asset management | 2016-02-16 | present |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-04 | 2016-02-16 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
Rep | Type 9 — Asset management | 2015-11-04 | 2016-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2011-06-09 | 2015-06-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-01-06 | 2015-06-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-06 | 2015-06-18 |