Nga Wan Yip
葉雅雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Wan Yip (葉雅雲), a licensed Responsible Officer with CE reference AJK926. Currently licensed at 2 firm(s): Tiger Faith Asset Management Limited, Tiger Faith Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-19 | present |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-19 | present |
| Tiger Faith Securities Limited 駿達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-04 | present |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-04 | 2023-06-19 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-04 | 2023-06-19 |