Rui (SFC:AJL489) Niu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:AJL489) Niu ( ), a licensed former licensee with CE reference AJL489. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Transfer Capital Investment Limited 中匯資本投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-24 | 2017-05-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-24 | 2014-07-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2014-07-16 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-31 | 2011-01-27 |