Adela Shui Ping Lo
盧瑞冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adela Shui Ping Lo (盧瑞冰), a licensed former licensee with CE reference AJL620. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-08 | 2021-06-14 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-08 | 2021-06-14 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-07-02 | 2021-06-14 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-27 | 2020-05-24 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-02-14 | 2010-11-05 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-27 | 2005-11-15 |
| HSBC Life (International) Limited 滙豐人壽保險(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-15 | 2005-06-03 |