Cheng (SFC:AJM338) Liu

劉誠
CE No. AJM338 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng (SFC:AJM338) Liu (劉誠), a licensed former licensee with CE reference AJM338. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Forebright Capital Management Limited
RO Type 4 — Advising on securities 2015-12-04 2023-08-25
Forebright Capital Management Limited
RO Type 9 — Asset management 2014-11-25 2023-08-25
China Everbright Investment Management Limited
中國光大控股投資管理有限公司
RO Type 4 — Advising on securities 2007-07-03 2014-05-08
China Everbright Investment Management Limited
中國光大控股投資管理有限公司
RO Type 9 — Asset management 2007-07-03 2014-05-08
SeaBright Asset Management Limited
光大海基資產管理有限公司
RO Type 4 — Advising on securities 2004-07-06 2014-04-24
China Everbright Assets Management Limited
中國光大資產管理有限公司
RO Type 4 — Advising on securities 2004-07-06 2007-02-12
SeaBright Asset Management Limited
光大海基資產管理有限公司
RO Type 9 — Asset management 2004-07-06 2014-04-24
China Everbright Assets Management Limited
中國光大資產管理有限公司
RO Type 9 — Asset management 2004-07-06 2007-02-12
China Everbright Assets Management Limited
中國光大資產管理有限公司
Rep Type 9 — Asset management 2004-02-23 2004-07-06

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