Kwong Yiu Yeung
楊光耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yiu Yeung (楊光耀), a licensed Responsible Officer with CE reference AJM413. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-02 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2019-09-02 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2019-09-02 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-15 | 2019-09-02 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-10-12 | 2008-01-01 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2004-10-12 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-25 | 2019-09-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2004-02-25 | 2019-09-02 |