Shoichi Saito
齋藤彰一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shoichi Saito (齋藤彰一), a licensed former licensee with CE reference AJO308. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-08 | 2012-07-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2009-06-08 | 2012-07-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2005-04-13 | 2008-01-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-01 | 2008-01-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-19 | 2004-06-01 |