Nim Cho Lo
羅念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Cho Lo (羅念祖), a licensed former licensee with CE reference AKI447. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MizMaa Ventures Limited |
RO | Type 1 — Dealing in securities | 2016-06-02 | 2022-10-31 |
| MizMaa Ventures Limited |
RO | Type 4 — Advising on securities | 2016-06-02 | 2022-10-31 |
| MizMaa Ventures Limited |
RO | Type 9 — Asset management | 2015-01-15 | 2022-10-31 |
| Serica Partners Limited 博望資本有限公司 |
RO | Type 9 — Asset management | 2014-08-22 | 2015-01-15 |
| Serica Partners Limited 博望資本有限公司 |
Rep | Type 9 — Asset management | 2009-02-26 | 2014-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-06 | 2009-01-22 |