David Joseph Leahy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Joseph Leahy ( ), a licensed former licensee with CE reference AKI495. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
RO | Type 9 — Asset management | 2024-05-08 | 2024-06-05 |
| Infini Capital Management Limited 無極資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-20 | 2024-05-08 |
| HBS (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-02-16 | 2023-07-01 |
| HBS (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-02-16 | 2023-07-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-29 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-29 | 2018-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-04-29 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-04-29 | 2018-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-15 | 2006-02-13 |