Sang Kyo Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Kyo Lee, a licensed Responsible Officer with CE reference AKJ143. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-04 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-11 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-17 | 2016-05-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-13 | 2011-04-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-04-20 | 2010-05-11 |