Chi Ming Lee
李志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Lee (李志明), a licensed Responsible Officer with CE reference AKL722. Currently licensed at 1 firm(s): Alpha Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-22 | present |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
RO | Type 9 — Asset management | 2020-01-22 | present |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 — Advising on securities | 2017-06-28 | 2019-12-10 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 — Asset management | 2017-06-28 | 2019-12-10 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
RO | Type 9 — Asset management | 2008-04-08 | 2016-10-03 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
RO | Type 4 — Advising on securities | 2007-05-08 | 2016-10-03 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-10-25 | 2007-04-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-17 | 2007-04-19 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-05 | 2007-04-19 |