Yam Hang Lee

李欽恆
CE No. AKO237 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yam Hang Lee (李欽恆), a licensed former licensee with CE reference AKO237. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Still Water Capital Management Limited
寧水資本管理有限公司
RO Type 1 — Dealing in securities 2022-05-18 2023-10-31
Still Water Capital Management Limited
寧水資本管理有限公司
RO Type 2 — Dealing in futures contracts 2022-05-18 2023-10-31
Still Water Capital Management Limited
寧水資本管理有限公司
RO Type 4 — Advising on securities 2022-05-18 2023-10-31
Jinluo Securities Limited
金洛證券有限公司
RO Type 1 — Dealing in securities 2020-07-07 2021-11-05
Silver Grant International Capital Management Limited
銀建國際資本管理有限公司
RO Type 4 — Advising on securities 2020-01-07 2021-08-31
Formax Securities Limited
福億證券有限公司
RO Type 1 — Dealing in securities 2018-03-07 2019-04-22
Formax Securities Limited
福億證券有限公司
RO Type 2 — Dealing in futures contracts 2018-03-07 2019-04-22
Formax Securities Limited
福億證券有限公司
Rep Type 1 — Dealing in securities 2018-01-22 2018-03-07
Formax Securities Limited
福億證券有限公司
Rep Type 2 — Dealing in futures contracts 2018-01-22 2018-03-07
Gong Ping Futures Limited
公平期貨有限公司
Rep Type 2 — Dealing in futures contracts 2011-12-22 2017-08-25
Gong Ping Securities Limited
公平證券有限公司
RO Type 1 — Dealing in securities 2010-12-08 2017-08-25
Cinda International Securities Limited
信達國際證券有限公司
RO Type 1 — Dealing in securities 2008-03-12 2010-06-30
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2005-07-15 2010-06-30
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 1 — Dealing in securities 2004-04-30 2008-03-12

Related