Siu Chung Law
羅兆聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Law (羅兆聰), a licensed Responsible Officer with CE reference AKO881. Currently licensed at 1 firm(s): Vontobel (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-03 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-19 | 2026-03-03 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-20 | 2025-12-02 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-17 | 2023-07-10 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-17 | 2023-07-10 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-05 | 2009-06-19 |