Kristie Sze Man Ho
何思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristie Sze Man Ho (何思敏), a licensed Responsible Officer with CE reference AKQ987. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-14 | present |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-13 | present |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-29 | 2016-01-08 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-10-28 | 2016-01-08 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-24 | 2014-10-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-05-09 | 2014-09-13 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-10 | 2013-05-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-02 | 2007-01-18 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-14 | 2005-02-08 |