Mamoru Taniya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mamoru Taniya ( ), a licensed former licensee with CE reference AKS912. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited |
RO | Type 4 — Advising on securities | 2021-09-02 | 2024-02-20 |
| dLab Asset Management Limited |
RO | Type 9 — Asset management | 2021-09-02 | 2024-02-20 |
| dLab Asset Management Limited |
Rep | Type 9 — Asset management | 2021-07-19 | 2021-09-02 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-02-23 | 2021-03-31 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-06-23 | 2021-02-23 |