Johannes Kaps
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Kaps, a licensed Responsible Officer with CE reference AKW700. Currently licensed at 1 firm(s): HS Group (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HS Group (Hong Kong) Limited |
RO | Type 9 — Asset management | 2013-09-17 | present |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-29 | 2012-09-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-06-30 | 2012-09-15 |