Shaodong Lian
連少冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaodong Lian (連少冬), a licensed Responsible Officer with CE reference AKW813. Currently licensed at 1 firm(s): Bosera Asset Management (International) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-15 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 4 — Advising on securities | 2013-07-15 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 9 — Asset management | 2013-07-15 | present |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-19 | 2024-01-05 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-06-19 | 2024-01-05 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-06-19 | 2024-01-05 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-14 | 2012-05-05 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-14 | 2012-05-05 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-10-14 | 2012-05-05 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-07 | 2009-03-11 |