Kwong Wan Tsang
曾廣雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wan Tsang (曾廣雲), a licensed Responsible Officer with CE reference AKX048. Currently licensed at 1 firm(s): Amasse Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Capital Limited 寶積資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-03 | present |
| Amasse Capital Limited 寶積資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-13 | present |
| Redford Corporate Finance Limited 泓福融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-02-07 | 2012-03-31 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-27 | 2011-02-07 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2011-02-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2010-05-15 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-11 | 2010-05-15 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-11 | 2010-05-15 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-21 | 2009-03-31 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-21 | 2009-03-31 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-02 | 2007-07-10 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-02 | 2007-07-10 |