Ho Kei Li
李浩基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Kei Li (李浩基), a licensed Responsible Officer with CE reference ALB054. Currently licensed at 1 firm(s): Aspex Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspex Management (HK) Limited |
RO | Type 9 — Asset management | 2018-10-08 | present |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | 2018-04-13 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-03-18 | 2018-04-13 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2017-01-17 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-08 | 2016-03-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-06 | 2011-02-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-08-02 | 2011-02-03 |