Janice Chi Ling Chu
朱芷寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Chi Ling Chu (朱芷寧), a licensed Responsible Officer with CE reference ALI083. Currently licensed at 2 firm(s): Centaline Wealth Management Limited, Centaline Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-17 | present |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-06 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-06 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-06-06 | 2016-03-17 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-10 | 2012-04-01 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-10 | 2012-04-01 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-12 | 2012-04-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-07 | 2010-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-11 | 2009-01-24 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-26 | 2009-01-24 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-05 | 2005-05-13 |