Wai Ping Chu
朱惠萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ping Chu (朱惠萍), a licensed Responsible Officer with CE reference ALI396. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-16 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-14 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-18 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-20 | 2018-01-18 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-30 | 2017-10-27 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-30 | 2017-10-27 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-20 | 2005-05-06 |