Hanyuan (SFC:ALI478) Li
李翰园
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hanyuan (SFC:ALI478) Li (李翰园), a licensed former licensee with CE reference ALI478. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-10-22 | 2011-09-15 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-31 | 2011-09-15 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 9 — Asset management | 2007-08-31 | 2008-12-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-07-04 | 2007-08-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2004-10-19 | 2007-08-31 |