Kevin Alan Baum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Alan Baum ( ), a licensed former licensee with CE reference ALJ851. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OppenheimerFunds International Distributor Limited |
Rep | Type 4 — Advising on securities | 2004-11-01 | 2004-11-14 |