Kevin Alan Baum

CE No. ALJ851 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Alan Baum (), a licensed former licensee with CE reference ALJ851. Total licence records on file: 1.

Licence history

FirmRoleRegulated activityFromTo
OppenheimerFunds International Distributor Limited
Rep Type 4 — Advising on securities 2004-11-01 2004-11-14

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