Yan Fong Chan
陳雅芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Fong Chan (陳雅芳), a licensed Responsible Officer with CE reference ALK716. Currently licensed at 1 firm(s): KR Securities (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2024-11-22 | present |
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
Rep | Type 9 — Asset management | 2024-09-25 | present |
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-25 | 2024-11-22 |
| IX Capital International Limited 信昇資本國際有限公司 |
RO | Type 4 — Advising on securities | 2023-05-29 | 2024-07-31 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-17 | 2022-04-13 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 4 — Advising on securities | 2021-08-17 | 2022-04-13 |
| Synergy Futures Limited 新際期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-22 | 2021-08-17 |
| Synergy Futures Limited 新際期貨有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-22 | 2021-08-17 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-17 | 2021-07-21 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-13 | 2018-07-17 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-13 | 2021-07-21 |
| Dakin Securities Limited 德健證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-16 | 2018-02-20 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2016-03-31 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-27 | 2016-03-31 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-03 | 2013-08-27 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 4 — Advising on securities | 2009-06-03 | 2013-08-27 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-11 | 2009-06-03 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-08 | 2009-06-03 |