Xin (SFC:ALL628) Hua
华昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:ALL628) Hua (华昕), a licensed former licensee with CE reference ALL628. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-27 | 2008-02-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-19 | 2006-04-22 |