Wai Lam So
蘇慧琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam So (蘇慧琳), a licensed Responsible Officer with CE reference ALN185. Currently licensed at 1 firm(s): INCU Corporate Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| INCU Corporate Finance Limited 衍丰企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-04-15 | present |
| Shinco Capital Limited 昇豪資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-21 | 2016-04-15 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-10-15 | 2015-10-30 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-05 | 2015-10-30 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-05 | 2012-10-15 |
| Veda Capital Limited 智略資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-12-23 | 2012-08-28 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-10 | 2011-12-23 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-04 | 2009-04-01 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-20 | 2007-09-01 |