Andreas Georg Mondovits
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andreas Georg Mondovits, a licensed Responsible Officer with CE reference ALO012. Currently licensed at 1 firm(s): ICG Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICG Asia Pacific Limited |
RO | Type 1 — Dealing in securities | 2020-09-14 | present |
| ICG Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2013-02-07 | 2020-10-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-04-26 | 2012-08-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-04-26 | 2012-08-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2005-07-20 | 2010-04-26 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2005-07-20 | 2010-04-26 |